56. Plucky and adventury

A few weeks ago, I was listening to a recording of Handel’s op. 4 concerti featuring organist Ottavio Dantone directing the Accademia Bizantina.  I admire this recording a lot and encourage you to give it a listen.  (At the moment, at least, it is freely available as youtube playlist).  As the soloist, Dantone takes pleasing liberties in embellishing the notated text, and his playing has opened these works to me anew—works I thought I knew pretty well since my teenage years.  The musicality of Dantone’s interpretations is inspiring, especially the insouciance with which he takes the Andante of op. 4 no. 4:  I would never have had the courage to take it that slowly until hearing him do it.

But I was totally unprepared for one particular Dantone liberty:  as the B section repeats in the Gigue that finishes up Op. 4 no. 5, suddenly the strings of the orchestra are plucking away (at 01:24 on this video).

  Here’s an attempt at capturing what is going on at this moment of the performance:

SOURCE:  Handel Op. 4 no. 5, mvt. IV, bb. 11–16, as given in the Deutsche Händelgesellschaft edition, v. 28 (1868); in red-ink, I have notated my guess at what Dantone has interpolated; it is derived wholly from bb. 1–2 of the movement (not shown); it ignores the 4/2 harmony of the figured bass, but as Dantone is not realizing any figures anyway, it doesn’t seem to matter.

This is a textual interpolation that has no basis in any of the sources; it is entirely the fabrication of Dantone or someone involved in his recording.  Effective though it may be (and I am not convinced that it is), it arrested my attention because I don’t associate Handel with such use of a pizzicato tutti.  I don't know enough Handel to know how characteristic pizzicato is in his music—as an orchestral effect, I mean—but I dare say there must be some moments in the operas.  [See ADDENDUM.]  In any case, this stands out to my ears.  I have written previously of an interpolation that leans on the side of “too clever by half,” and this one goes in that category.  

But hearing it reminded of another pizzicato example that I had meant to track down:

Once again, this was music I thought I knew.  I have known Trevor Pinnock’s recordings of the Bach harpsichord concertos for a long time, first on audiocassette and then on CD.  The credits on that recording indicate that it employed the BG edition (1869), and in the late 1980s that was what was available to me through the Dover reprint.  I got to know those works very well, and had never heard or seen any pizzicato at this point until I was given the Rousset/Hogwood recordings many years later .  I was puzzled when I pored over the Bärenreiter facsimile of the autograph (which is somehow more inviting than the same scans available on Bach Digital): again there was no sign of pizzicato at this point.  But I guess I had not ever looked carefully enough at the NBA, because there it is all for all to see:

SOURCE:  composite of marked-up scans showing portions of pp. 208 and 209 of NBA Ser. VII bd. 4 (1999), showing BWV 1056/iii bb. 1–16.

I will grant that I associate a pizzicato orchestral texture more readily with Bach than with Handel.  Two examples that came immediately to mind are the knocking-on-the-door recitative from BWV 61 (which Bach marks as “senza l’arco” [“without the bow”]—the effect if not the term “pizzicato” [literally “pinched”]) and the gorgeous Adagio from this very concerto, BWV 1056.  Incidentally,  the NBA score erroneously lacks the instruction that the accompaniment in that movement is pizzicato (corrected on in an erratum on p. 214 of the corresponding Kritische Bericht volume).  The autograph has the instruction “pizzicato” above the first violin staff, and we may reasonably apply that instruction to the whole ensemble, but there is no true confirmation without the original string parts, which seem not to have survived.

SOURCE:  scan of p. 13 of Schulze’s Peters edition of
BWV 1056, showing the opening of the Largo.

All of this leads nicely to my theme, which regards moments of which there is some confusion in editions about whether the orchestra is arco or pizzicato; but as this particular example led me down a rabbit hole, I want to digress for just a moment to comment on the NBA text for this concerto—which is really a conflation of two sources: Bach’s autograph and a curious manuscript copy by J. N. Forkel in which the work is transposed up a tone.  It is too much to detail here, but peculiarities both of notation and readings in Forkel’s copy make it unlikely that it is connected to the hypothetical earlier version of this piece, often presumed to be a violin concerto in G Minor.  It is Forkel’s copy, apparently, that introduces those pizzicato echoes in the last movement, heard in the video performance above.  Perhaps it was not just the novelty of that instruction that caused the NBA editor, Werner Breig, to incorporate it into the new text; in any case, the NBA largely agrees with an edition from 1976 edited by another great Bach authority, Hans-Joachim Schulze.  Schulze, it seems, was the one who reassessed the value of Forkel’s copy, and the highly ornamented version of the melody of the slow movement has become the standard text for the work directly because of Schulze’s digging and advocacy.  Because the NBA essentially transmits Forkel’s version, that has become the text to play; indeed, the NBA relegates the (it would seem deficient) final reading of the autograph of the Adagio to an appendix, and the reconstruction of the yet-earlier reading to the critical report.  This movement (also familiar in another version as the opening sinfonia to BWV 156) deserves a post of its own, especially in the light of revelations by Ian C. Payne and Steve Zohn that it is actually Bach’s parody of a work by Telemann.

Here endeth the digression.  The other examples I want to consider involve instances of confusion about whether something should be bowed or plucked.  Both textures are effective in themselves:  part of the strength of the passage near the end of the scherzo of Beethoven’s fifth symphony when the texture tapers into almost-all-pizzicato is that we've already heard those same musical ideas in a more robust arco.  It is a thrilling moment.  

That is a justly celebrated example, of course, and even the worst editions are clear about Beethoven’s instructions.  But what of this moment at the end of the slow movement of his seventh symphony?

SOURCE:  cropped scan of p. 54 of Beethoven, Sym. no. 7, op. 92 (Mvt. II, bb. 265–278), ed. J. Del Mar (Bärenreiter 9007, 2000).

The surprise here is the first violins, specifically that last e, which is a canonic imitation that starts in the basses and cellos, quickly working its way up through the strings.  Jonathan Del Mar’s edition, reproduced above, indicates that that e is still pizzicato, and that the arco does not start until the f-sharp, already in the middle of this motif.  (Note that the second violins are the only ones to present this motif here arco—the lower strings are still pizz.)  Crazy?  Absurd?  Bizarre, certainly.  But, as Del Mar takes pains to point out, the autograph here is not at all ambiguous:

SOURCE:  corresponding page from Beethoven’s autograph, as reproduced and captioned in Del Mar’s critical commentary, p.14; I have added the red arrow.

He notes in the critical commentary that all authoritative sources agree on this, including the first edition, remarking:

“However felicitous this [change to one beat earlier] seemed to 20th-century ears (so that it is even perpetuated in Ub [=1994 Breitkopf Urtext]), it is important (a) to remember that it has nothing to do with Beethoven, nor is there any reason to suspect an error (b) to take account of the fact that it relied for its effect on a wholly spurious hairpin crescendo added to both Vl 1 and Vl 2 Br [=1863 Breitkopf] parts (though not the score) in 275.”

And indeed, here is a comparison of this moment in the old Breitkopf score and parts, using the scans available on IMSLP (which, for the parts, come from 20th century reprints of the 1864 parts):

SOURCE:  marked-up composite of details from scans of 1863 Breitkopf score p. 44 (from IMSLP #57874) with
 Vl. 1 (IMSLP #19906) and Vl. 2 (IMSLP #19907) parts, showing bb. 273–78.

Even those performers who are aware of what Beethoven wrote (not just what Breitkopf printed) may shy away from his instructions.  David Zinman, for example, whose recordings proclaimed their use of the new Del Mar / Bärenreiter edition, opts to let everything remain pizzicato to the end of the movement:

Perhaps a justification here is that the arco markings are in pencil, and thus written in at some point after the initial notation of the notes:

SOURCE:  cropped scan of p. 126 of Beethoven's autograph, PL-Kj Mus. Ms. Beethoven Mendelssohn-Stiftung 9, available as IMSLP #888719 (scan p. 132).

This is actually a pervasive occurrence throughout this manuscript, as Del Mar observes:  “Unusually for a Beethoven autograph, many essential features of the music (e.g., almost all II 110–34 Fls, Obs, Cors) were written first in pencil, then (mostly) inked over; these are obviously contemporaneous with much of the ink composition, perhaps when for some reason Beethoven simply did not have a pen with him” (Critical Commentary, p. 21f.).

Claudio Abbado, however, obeys the arco instruction exactly as written in this 1999 recording:

Simon Rattle does the same, in this recording from 2002:

To my ear, the effect of delaying the arco is to heighten the dissonant clash of the f-sharp in the first violins against the a-minor triad in the winds, and to downplay the contrapuntal element:  yes, the motif is still presented in canon, but it sounds less so.  It sounds perfectly musical to me either way.  I suspect I prefer the delayed arco for the wrong reason:  that everyone has been doing it the other way.  But this isn’t just a case of rooting for the textual underdog.  It is just what Beethoven wrote.

And I understand why the consistent reading has lasted.  It seems odd—and without the scrawl on the autograph manuscript, we’d put it down to some error in transmission.  Here’s a case in Mozart where without the autograph we might also question the reading:

SOURCE:  cropped scan of Mozart, K. 488/ii bb. 84–87 as in Wolfgang Amadeus Mozarts Werke, XVI/4 (Breitkopf 1879), scanned from Dover reprint.

That is the way the old Mozart edition prints it.  And this is a famous moment in this movement, a place that seems to be crying out for the pianist to embellish the solo line, and that is what usually attracts my attention in a performance of it.  But underneath the solo, what the autograph reveals is that the violins are not pizzicato, though the rest of the strings are.  (In the autograph, the violins lack the pizzicato instruction in b. 84, and the consequent return to arco in b. 92.  I’m not going to use up the space to illustrate that here, but you can check it out for yourself, as a scan of the autograph is available as IMSLP #293132—see pp. 52 and 54 of the pdf.)  It is an odd effect, and the reading of the old edition is more what one would expect.  But, as Emerson wrote, “A foolish consistency is the hobgoblin of little minds.... To be great is to be misunderstood.”  And of course there are people still playing it in that misunderstood, nevertheless consistent, way—with everybody pizzicato:

But there are also plenty of orchestras who play the accompaniment that Mozart actually wrote and as printed in the NMA, and I find that effect a little thrilling even, although I admit that now I don’t pay as much attention to the soloist:

For what it is worth, there is a similar texture in the finale of the Mozart piano concerto that immediately preceded this one, K. 482.  In that instance, all the strings play the eighth notes pizzicato, and the solo piano has the syncopated figure:

SOURCE:  cropped scan of Mozart's autograph of K. 482/iii from IMSLP #384760, showing bb. 252–60.  Strings are on the top three staves and the very bottom, with the solo piano right hand on the third stave from the bottom.

This texture is much more straightforward—all strings pizzicato—so I would be surprised if any edition got it wrong.  If you want to hear it:

But I will close today with one of my favorite early eighteenth-century moments of orchestral pizzicato—this charming movement by J. S. Bach’s contemporary Johann David Heinichen (1683–1729).  It is an intriguing and adventurous texture, as the score instructs that the pizzicato violins are doubled by both flutes and recorders (two of each on both the violin lines are requested):

SOURCE:  cropped scan from IMSLP #401983 p. 22, showing the beginning of the third movement, alla breve, of Heinichen's F Major concerto, S. 235.

And here’s a performance which should brighten anyone’s new year:

ADDENDUM 02 January 2025

I am grateful to Byron Adams for immediately pointing out a Handel tutti pizzicato example: “Tune your harps to cheerful strains” in Esther.  It was exactly the sort of thing I had been looking for.

53. Lost (and found) in translation

As the academic term winds down, I find time to get to that stack of books unwrapped at Christmas.  In the preface of The Cambridge Encyclopedia of Historical Performance in Music (ed. Colin Lawson and Robin Stowell), I read these words:

“The musical score itself is an imprecise mechanism, which by its very nature offers even the most dutiful performer a rich variety of possibilities.  There has always been much detail that a composer did not trouble to notate, knowing that certain conventions would be observed; some of these are no longer current or have undergone significant changes of meaning.  For example, musical notation can give little indication of tempo flexibility or the balance of instruments within an ensemble.  Those elements of style which a composer found it unnecessary to notate will always have the character of a foreign language, but one within which today’s musicians can learn to converse freely.  Using the resources and techniques for which a particular repertory was intended may well make more sense of what the composer actually wrote, recreating something of its initial impact on the listener” [p. xvi].

Indeed; and while I object to the notion of music as a “universal language” (on which see the late, great Linda Shaver-Gleason), the comparison here with a language in which one may gain fluency, with a fuller sense of idioms and subtexts, makes a lot of sense to me.  Such fluency will never be that of a native-speaker—we cannot be reborn in seventeenth century Europe (nor would I wish to be)—but with eyes open and ears attuned, an immersion into as much of that music’s culture that we can find may at least lead us in the right direction.  Whatever that is.

I remember years ago hearing a snide reference to a certain university music department as one in which “music is seen and not heard.”  I get it.  Musicologists can get wrapped up in the text and forget the experience.  I recognize in myself the tendency, when in museums, to look first to the commentary before I look at whatever is inside the frame—wanting to know what I'm looking at, maybe even what I’m supposed to see.  I'm probably more comfortable in the scholarly conversation (“discourse” is the word that was hammered into me in graduate school) than in the aesthetic experience.  No real surprise there, as I have much more in common with the critics than the creators.  Part of what has made the “historically-informed performance” movement so vibrant, I think, is the interchange between musicologists and musicians:  each has much to learn from the other.  Instruments can teach us what the text is saying, just as much as the philologist can seek to elucidate a particular reading within the larger context of a textual tradition.

As any reader of the blog knows, my concern here is about the musical text, almost always the notated text.  The text is frozen and lifeless, rather like the specimen in the biology laboratory.  Music-as-written is not the live creature in its natural habitat; that would be the music-as-sounded.  The notated text is at best a translation (a transubstantiation, even?) of the musical experience into written form.  Its medium is changed, and whatever new potential this new state affords, this necessarily comes with many costs as well.  Something is always lost in translation.  Even more than this, the notated text cannot be regarded as an end in itself, seen and not heard; rather, it is a means to another end, and it must be reawakened in a new resurrection of the music in sound.  (I offer no apologies for the religious language in this paragraph; I think there are useful connections to be made, if you’re interested you can read more in this prehistory of Settling Scores.)

And this text-as-lifeless-remnant is as true of recordings as of notated music.  A recording is music-as-sounded in only the most literal sense.  Otherwise, it is as frozen as the most prosaic printed page.  As Hua Hsu comments in a perceptive review of a lavish limited edition that presents (one is led to believe) an audio document of 1969 Woodstock festival from idealistic start to muddy end, “Listening to thirty-eight CDs brings you no closer to experiencing such felicity and innocence—the possibility in the tripper’s brittle laugh.  There’s the past, and there’s the story we tell about it” [p. 73].  Memory is fickle, and whatever text survives is all we have, for better or worse.  But text is also fickle.  It is only what happens to have been preserved, a mixture of intention and carelessness.

SOURCE:  discogs.com

A few years ago, I heard a fascinating paper at the annual meeting of the Society for Textual Scholarship.  Alan Galey (who is in the Faculty of Information at the University of Toronto) was addressing what he called “digital streaming lacunae”—how audio streamed from platforms such as iMusic or Spotify may lack information that would be heard on the corresponding compact disc.  The example that has stuck with me was from the fourth volume of Columbia Records’ “Bootleg Series” of Bob Dylan recordings.  The cover says “The ‘Royal Albert Hall’ Concert,” although the source recording is actually from the May 17, 1966 Manchester Free Trade Hall concert—and the quotation marks around “Royal Albert Hall” acknowledge that there has been fan confusion about this recording for decades (noted, too, on the back cover).  In any case, this CD release preserves the famous heckling fan shouting “Judas!”  

SOURCE:  discogs.com

Galey noticed, however, that if one accesses this recording via any of the streaming services, this most-famous moment is missing.  Moreover, there is nothing to indicate that something is missing.  It may as well have been intentionally edited out.

What Galey discovered, however, was that omission was oversight, not intention.  On the Columbia CD, the “Judas!” exchange (as well as other things between the songs) were coded as pre-gap.  (Those of us old enough to remember compact discs can recall seeing the timer display sometimes indicate negative numbers right before a track started:  -00:03, -00:02, -00:01, 00:00 [start].  That is the pre-gap.)  Whoever was assigned to rip the CDs to provide the files to the streaming services neglected to check off “Include pre-gap” in the dialogue box, and so those sections simply disappeared, absent from the data.  Consequently the streamed version of this album is more than three minutes shorter than the CD release it purports to represent.  The “non-musical” moments of the album have been lost in the translation from one digital medium to another.  Even more alarming:  the digital text is not quite as fixed as we might have assumed.

As intriguing as that example is, I am much more interested in the disconnect between words and music--that is, where the words used to clarify the musical idea prove utterly insufficient, maybe because they are too slippery.  Felix Mendelssohn, in an oft-quoted letter of November 1842, rails about precisely this problem; I quote here the translation by John Michael Cooper (who also writes illuminatingly on the context and significance of this letter):

“There is so much spoken about music, and yet so little is said. I believe that words are entirely insufficient for that, and if I should find that they were sufficient, then I would write no more music.  People usually complain that music is ambiguous; that what they should think of when they hear it is so unclear, whereas everyone understands words; but for me it is just the opposite, and not just with entire discourses, but also with individual words; these, too, seem to me so ambiguous, so unclear, so misleading in comparison to good music, which fills one’s soul with a thousand things better than words.—What the music I love expresses to me is thought not too unclear for words, but rather too clear.  I therefore find in all attempts to put these thoughts into words something correct, but also always something insufficient...” [p. 159].  

Mendelssohn goes on to state that the music would “arouse the same feeling in one person as in another.”  I’m not as sanguine about that, but I do agree with him that we are wrong to assume that our words are infallibly communicating what we intend.  

I ran across an example of this recently, working on a review of Breitkopf & Härtel’s impressive new edition of Mahler's third symphony.  Near the beginning of the second movement there is an interesting footnote in which Mahler endeavors to clarify his poco riten. instruction:

SOURCE:  cropped page scan (p. 114), showing bb. 29-35 of the second movement from Gustav Mahler, Symphonie nr. 3, ed. Christian Rudolf Riedel (Breitkopf & Härtel, 2021).

In case that print it is too small for you, it reads (in its English version):  “The 16th-notes always in the same tempo; the rit. should be in the rests.”  This is not a literal translation of the German:  “immer gleich schnell” [always as quickly] for the 16th-notes isn’t quite “the same tempo,” but I think we understand what he means.  As the beat slows, the length of the 16th-notes does not get appreciably longer.  He explains that the slowing happens “in the rests” [“in die Pausen”].  But look at the second violin line in b. 32, where we find the asterisk indicating the foot note:  there are no rests.  

SOURCE:  enlarged detail of image of above

A previous editor, Erwin Ratz, tried to fix this in his 1974 edition.  He decided to replace Mahler’s word “Pausen” [rests] with “Punkte” [dots (i.e., on the eighth notes)]:

SOURCE:  detail of p. 106 of a) first edition (Weinberger, 1898) available as IMSLP 109864; and b) revised edition ed. Erwin Ratz (Universal, 1974), see perusal score.

Ratz’s solution does indeed clarify, but it remains unclear whether this is indeed what Mahler intended.  The effect of Ratz’s reading is (I think) that one should hold out the dotted-eighth notes longer and longer, while keeping the 16th-notes the same.

SOURCE:  detail of the corresponding critical remark in Riedel's edition (p. 70). 

An alternate reading—and the one which Riedel favors—is that Mahler's use of the word “Pausen” is a clue to his intentions of the performance of the dotted notes.  Riedel declares in his critical remarks that Pausen “doubtless” indicates that the dots were really intended to be performed as if 16th-rests.  

Maybe.  Certainly there are many other moments in the same movement where Mahler opts to notate with a rest in place of a dot; but throughout he employs a variety of combinations of dots or rests (with and without slurs) for this basic division of a beat into a longer and a shorter note.  What at first glance appears merely inconsistent may also be regarded as exactly what is intended—that each of the various instances is notated as Mahler wanted it, and that what applies to one instrument need not apply to another..  There would not then have to be a stylistic shortening of the dotted-eighth to make room for a 16th-rest (which would be lengthened in the ritenuto); instead both the dotted-eighths and the negligible gaps between the two articulated notes could be gradually lengthened.  That is, both sound and silence are stretched, just not the 16th-notes (which remain the same duration).  I struggle for what word Mahler should have chosen if this is what he had intended:  Lücke [“gaps”], perhaps?  The lack of an obvious word might explain why the word that he uses seems particularly unsatisfying in this case, so that both editors have had to devise a way to make the musical text and the verbal text agree.  Ratz changes the word; Riedel leaves the word but argues for its literal meaning—and thank goodness he doesn’t alter the musical notation to agree with his reading!

This Mahler “lost in translation” issue is perhaps instructive because the it appears to be wrought from the difficulty in finding the right verbal instruction to make sense of the musical notation.   We might also encounter the “divided by a common language” issue, where an instruction means different things to different people, even close collaborators.  I ran across this several years ago in my work on Gilbert and Sullivan.  For Gilbert—the librettist—the word recitative indicated that he was breaking from a verse prosody into a different kind of declamation, generally switching to Italianate endecasillibi.  (If you want more on this—and there is a lot more—see my article, "Recitative in the Savoy Operas.")  Here’s an example from Princess Ida (1884), the eighth of their fourteen collaborations. Gilbert’s label “recitative” in the middle of this longer musical number denotes a shift in topic as well as prosody, as Florian changes the subject:

SOURCE:  cropped page-scan of The First Night Gilbert and Sullivan, p. 221; showing an extract from Act I[I] of Princess Ida.

When we compare the libretto—the verbal text—to the vocal score of Sullivan’s musical setting, we find quite a different use of the term recitative:

SOURCE:  marked up page-scan (slightly cropped) of p. 55 of the first edition (second state) vocal score of Princess Ida, available at IMSLP #331094.

Florian’s outburst (“A woman's college!”) has no “recitative” instruction.  That doesn’t come until fifteen bars later, when Hilarion responds, and Sullivan repeats the marking again three bars later.  In both instances, he cancels it with the musical instruction “a tempo” (i.e., return to the tempo as it was).  What this shows is that for Sullivan, “Recit.” was in this instance a musical instruction:  it meant for the conductor to stop beating in tempo, and to accommodate a free recitation of the text—not necessarily following notated rhythmic patterns strictly.  

One would not know from listening to the music or looking at the score that Gilbert’s recitative (with a corresponding change in the prosody) had happened much earlier.  Sullivan essentially ignored that, setting the new verse structure within the prevailing musical texture.  Yes, the musical style changes a bit, but in a few bars (just after “...worth knowing”), Sullivan has reintroduced the countermelody that has been going on in the accompaniment for all of the previous section.  Sullivan saves the interruption for the first moment of disagreement between the three characters on stage, and it is dramatically more powerful for that reason.  If we imagine all six lines set to this sort of secco recitative, the scene would have stopped dead in its tracks, and it would have been very hard to get the momentum back.

But it doesn’t take two people to use a word to mean different things.  For Handel, it seems that Adagio could be both a mood and a gesture.  The gesture occurs frequently at the end of a movement as a transition to the next:  after a full cadence, then a new instruction (“Adagio”), and then a few chords (often above a descending tetrachord) framing a Phyrgian half-cadence, over which someone presumably extemporizes some sort of embellishment.  This is a common enough Baroque convention, of course—not at all limited to Handel.  I associate it with the Corellian tradition, but Handel turns it almost into a mannerism.  Probably the most talked-about example is Bach’s third “Brandenburg” concerto (BWV 1048), where some have tended to refer to the transitional half-cadence as “the second movement.”  (If you don’t believe me, Google it.  Only as a heuristic do I think we can regard it as a movement unto itself; that or as a CD track.)  The transition at the end of the slow movement first “Brandenburg” (BWV 1046) is more remarkable still:  the tonic chord is denied us, and as the bass gives the notes of the tetrachord in isolation, each is followed by an exchange between oboes (presenting a diatonic chord we might have expected), and the strings (presenting an increasingly intense chromatic alternative).  A haunting moment.  At the slow tempo (Adagio, of course) and with the silences around each of the chords, we stand gazing into the abyss.   

SOURCE:  my own score reduction of BWV 1046/ii bb. 36-39.

(Continuing this digression, for my money a much more intriguing Phrygian half cadence is the one that concludes the aria “Behold and see” in Messiah.  Handel employs the cadence dramatically, leaving this crucial moment pointedly unresolved—willing the music on.)

There are transitional Phrygian cadences in Handel that lack a new tempo designation, but I've never seen him use any designation for such a transition other than Adagio.  And thus, on occasion, one finds him appending this Adagio transitional gesture at the end of a movement that is already marked Adagio.  Here, for example, is the conclusion of the first movement of the concerto Op. 4 no. 3, HWV 291:

SOURCE:  cropped scan of Handel's autograph ms of HWV 291, now contained within BL Kings MS 317.  This detail is the top half of f. 12v, which gives bb. 26-30 of the first movement.

In case this is a little hard to read (and Handel’s writing often is), here is the same passage as it appears in the (revised) volume of the HHA:

SOURCE:  cropped scan of Orgelkonzerte I, HHA Ser. IV vol. 2 (which superseded an insufficient 1955 volume of the same works); this detail is the bottom of p. 54, which shows bb. 26-30 of the first movement of HWV 291. 

Note the adagio instruction for the cadential transition in b. 30.  (Or is it really in b 29, as it seems to be in the autograph?)  But this movement is already marked Adagio from the start.  Significantly, Handel is not using the word to indicate a return to the tempo in b. 28 after the improvisatory cello passage.  There is no marking at all at b. 28 (i.e., a dog not barking in the nighttime); thus, he must have considered even an a tempo marking superfluous.  But the second adagio in b. 29/30 is a new instruction, not at all superfluous, nor (it would seem) merely redundant.  Handel moves from the “Adagio mood” of the movement to the “Adagio gesture” of the transition after the cadence.  (There is a similar situation in the first movement of Op. 7 no. 4 (HWV309), although in that case Handel was reusing a slightly longer movement, truncating it and adding the half cadence and the seemingly redundant Adagio instruction at that time.)

The editors of the HHA volume, Terence Best and William D. Gudger, evidently thought that the second adagio seemed out of place; their solution was the editorial footnote “= più adagio”—although, as in Riedel’s interpretation of the Mahler Pausen this instruction is an interpretive prescription which seems to be speculative at best.  More Adagio?  Says who?  Granted, my reading is also speculative; but I’d argue that 1) a blogpost is a fitter venue for speculation than a critical edition, and 2) mine is not an ad hoc solution to a unique textual problem, but seems more consistent with Handel’s usage generally.  (Does Handel ever use the instruction “più adagio”?  I wonder.  I don’t know nearly enough Handel to pronounce on that, but something about it doesn’t sound quite right.)

If Lawson and Stowell are onto something with their linguistic metaphor for musical instructions of the past, I’d argue that there is no shortcut—no Google translate—for our attempts to understand it and acquire any measure of fluency.  The past is gone, and we have no real way of immersing ourselves in it.  We are not the original listeners; indeed, we are not an intended audience at all.  We are eavesdroppers on a sometimes static-filled line in a game of textual telephone; to some extent, like the participants in that game, our interactions with the musical texts can affect their transmission to those who come after.  (In this blog I’ve regularly returned to the problems editorial misreadings have caused by narrowing the interpretive possibilities.)  Returning to the earliest sources does not guarantee that we actually know what we’re reading, still less how.

If a blogpost is a proper venue for textual speculation, it may not be the best venue for pleas for humility, but that is how I will conclude.  The more we approach these texts with an awareness of the chasm between the lost musical experience and the accessible musical text as notated (or recorded)—and with a willingness for the notations to mean something other than our common assumption of it, the better our chances (it seems to me) to approaching anything meaningful.   Otherwise, we are merely recreating the music in our own image, just as some may do with the Constitution of the United States... or with whatever you care to name, up to and including God Almighty.

49. The sound of (editorial) silence

There is a temptation for an editor to select a variant reading that alters the sound of a work enough to be audible to musically-sensitive listeners.  (It provides for a certain frisson: “They’re playing my edition!”)  Some years ago I discussed Thurston Dart’s edition of the “Brandenburg” Concertos as an extreme case of in-your-face textual difference.  This is an temptation I had to learn to resist when editing—being different for the sake of being different.

I stumbled across an example the other day.  I had been reading Christoph Wolff’s new book, Bach’s Musical Universe.  I was struck by this passage, which concerns a group of chorales associated with the lost St. Mark Passion:

“Moreover, their manner of four-part chorale harmonization shows a consistently greater degree of contrapuntal intricacy and rhythmic animation than Bach had typically brought to bear in the past, particularly in the inner voices—a trend that would continue in the Christmas Oratorio.” [p. 226]

It never occurred to me that Bach’s harmonizations “improved” as he aged.  Yet it brought to mind an e-mail exchange I had with a music theorist friend about a year ago about particular favorite Bach chorale harmonizations.  I had said then that my favorite—if I had to name one—would be the closing chorale of the first part of the Christmas Oratorio, a setting of “Vom Himmel hoch da komm’ ich her.”   That setting punctuates each phrase of the melody with a fanfare of trumpets and drums—which I once liked very much, but which now I regard as an intrusion on the real stuff, the harmonization.  (In any case, the fanfares are striking, as they seem at odds with the text:  essentially “Make for yourself a clean, soft bed in my heart, O sweet little Jesus, so that I never forget you.”  (As a further aside, my guess is that it was this thirteenth strophe of Martin Luther’s hymn which somehow gave rise to the false idea that Luther had authored “Away in a Manger.”  He didn’t, but the sentiment is there.)  Some conductors—Ton Koopman on the video linked above, and John Eliot Gardiner are examples—downplay the trumpets and drums, as if not to wake the baby.  But I think Philip Pickett is right to have them thunder away:  the effect is not of a newborn but rather the King of Heaven beating on the door of my heart.)

I love this harmonization, particularly the last two phrases.  Spurred by Wolff’s commentary, I pulled it out again and played it on the piano a few times.  The next day it was on my mind as I walked to my office, so when I got there I pulled the Dover reprint of the BG edition of the shelf and played it anew.  And right at the end—Is this a misprint?  What is that D doing there?

SOURCE: BWV 248/ix, bb. 10–15; cropped scan of BG bd. 5 (ed. W. Rust, 1856), p. 48; from ISMLP #02418.

The D may at first appear odd harmonically:  the tenor crosses below the bass to produce a second-inversion subdominant chord.  But assuming that the continuo bass line has some instruments sounding an octave lower (double bass, organ?), then the true bass line is still below the tenor; thus no such solecism has occurred.  The voicing is unusual, but the harmony at this cadence offers no surprises.

SOURCE:  cropped scan of NBA II/6, p. 54
(ed. W. Blankenberg and A. Dürr, 1960) 

I wasn’t expecting the D because it is not what I grew up hearing.  (The D is on the Koopman video above, though.)  What I heard for years is the reading in the NBA, where the tenor steps down to a wonderfully dissonant E.  I love that chord.  Now instead of IV we have ii, and my argument about the second-inversion is undone.  If we disregard the 16-foot doubling in the continuo line, the tenor becomes the bass of a (very proper) root position chord; but if we account for the octave doubling, we have an unexplained second-inversion chord.  That notwithstanding, I think it is a gorgeous effect.  And so I found myself wondering how it came to be, given that it was not in the old edition.  What was the story?

I turned next to the NBA critical report, which states that the autograph manuscript shows a correction from the D to the E, although the manuscript parts (tenor and viola) transmit the D.  Hmmmmm...  Let's take a look at that autograph....

SOURCE: enlarged details from D-B-Mus.ms Bach P 32, Bl. 12v (from Bach Digital).  The detail on the left shows alto, tenor, bass, and continuo staves for bb. 11–13 of no. 9; on the right the fourth tenor note of b. 12 is further enlarged.

So... is that a correction?  To my eye the D [we are in tenor clef] remains much clearer than the smudge that is alleged to be an E.  I will admit that the smudge is rounded like a note-head, though it appears a different color and much lighter, and would have to have been made at a different time, maybe unintentionally.  When Bach isn’t able to make a correction appear unambiguous (as, for example, the B which replaces an A as the very first choral bass note in the example above), he does something to clarify it—as he does elsewhere on this same page.  In this instance, Bach’s second thought was to let the third trumpet leap up rather than to repeat the same descending figure, but as the ink was smudged in the process, he clarified by indicated that the intended note was C.  (The lower C was sufficiently obliterated.)  

SOURCE:  same page as above; this detail is bb. 2–4 of the trumpet and drum staves. 

So why, then, did he not write the letter E in bar 12 to clarify the tenor correction?  

Because it wasn’t one.  Sometimes a smudge is just a smudge.  Indeed, for a blissful moment I thought it might just be ink bleeding through the paper.  Here is a side-by-side comparison of the same detail of the Bach with a mirrored image of the other side of the page—mirrored, that is, to facilitate comparison of markings which are bleeding through:

SOURCE: marked, cropped scans from P32.  Left is the same image as above; right is the corresponding portion of the other side of the page (f. 12r).

You can see the shadows of a lot of the markings bleeding through, the clearest of which I have marked with red arrows.  Conspicuously absent, though, is any mark to bleed through to create the “E” smudge:  I have circled that spot in blue.  But keep fol. 12v (with the chorale) was the last page of a fascicle, and it shows signs of other ink transfer (marked in yellow)—having been put down on top of something else. My guess—and it can only be a guess—is that the “E” smudge (which is very close to the area marked in yellow) is a similar offset transfer.  In any case, it's not an E.

If that smudge were an E, Bach’s figured bass should reflect it.  The figures transmitted in the continuo part (not in the score) show know signs of alteration.  (Those figures appear in both the BG and the NBA examples above.)  Nothing accounts for the E in the harmony; and in no other source is an E transmitted.  If this was indeed a second thought, Bach apparently didn't think it was important to have anyone actually perform it.  But I would argue instead that this reading is the wishful invention of Walter Blankenburg and Alfred Dürr, editors of that volume of the NBA.  I’d hate to see it go; I think it sounds fantastic.  But it has no textual authority, and is thus usurping the rightful place of the authoritative D.

All of this is a lot of words spent on a single quarter note; but it is an example, I think, of an editor opting for an audible difference even without the evidence to support it.  For a considerably more egregious example, get a load of this:

SOURCE:  cropped scan (p. 61) of BA 10303-01, C. Saint-Saëns, 3e Symphonie en ut mineur, op. 78, vol. 3 (ed. Michael Stegemann) of Camille Saint-Saëns:  œuvres instumentales complètes (Bärenreiter, 2016).

This new critical edition of Saint-Saëns’s “Organ” Symphony is marred by an astonishing number of typographical errors; it really merits a post of its own just for that reason, and maybe I will get around to that someday.  But what appears above is not an error.  It is what the editor (Michael Stegemann) meant.  In case there is any doubt of that, here is the remark in the critical commentary, together with my scrawled commentary in the margin.  Pardon my French.

SOURCE:  cropped scan (p. 206) of BA 10303-01 plus pencil annotations

On no authority whatsoever, Stegemann interrupted the composer’s very carefully contrived legato arpeggio, inserting a break right before the downbeat of b. 365.  (Say what you like about it, it is an audible change.) Other than the dotted-slur in the cello, there is no indication on the page that a change has been made, and users who do not consult the notes—or who do not already know the piece very well—will be none the wiser.  This edition has been issued as a much less expensive offprint, and Bärenreiter reports to me that typos (all of them?) have been corrected, but that edition appears without any of the critical commentary.  Users who trust the “Bärenreiter Urtext” marketing (“the last word in authentic text”) may well assume this represents responsible editing.  Caveat emptor.

If Stegemann had left this text as he had found it—if, that is, it appeared as in all other sources (including the first (1886) and second (1907) editions, issued by Durand)—he would not be neglecting his editorial duties.  An editor is still doing the job even when the decision is made to let any given reading stand without alteration.  But maybe an editor only feels like an editor in the act of emending something.  What is the sound of an editor not changing the text?

A few weeks ago I was amused to see someone in a Facebook group posting their various complaints about eccentric readings in “the Bärenreiter edition” of Handel's Messiah.  (What the post referenced is the vocal score published by Bärenreiter, which is a reduction of the text of the Hallische Händel-Ausgabe (the HHA), but the textual decisions are not Bärenreiter’s editorial responsibility.)  The person was essentially complaining that this is not the textus receptus, and that Bärenreiter should just “get in line.”  I suppose the Novello edition is the closest thing to a standard edition now, having (in this country) replaced the old Schirmer edition.  But people use all sorts of editions all at once, and a few years ago in this blog I was grumbling about orchestral players bringing their own partbooks from different sets—leading to a chaos of conflation in performance.

A particular example the writer cited was from the climax of “the Hallelujah chorus.”  Here is the reading of Bärenreiter vocal score:

SOURCE:  cropped scans of pp. 247 and 248 of the HHA vocal score of Messiah, ed. John Tobin (Bärenreiter, 1965).

The textual surprise here:  the words sung in bb. 76-77.  We expect “and Lord of Lords,” yet we get “and He shall reign.”  But the HHA is a scholarly edition... or rather it became a scholarly edition after a rocky start and a number of superseded volumes.  The editor of Messiah, John Tobin, thus had no interest in what people have come to accept as Messiah.  He was interested only in what the authoritative texts convey.  My advice:  If the user doesn’t want to put up with a scholarly edition, then buy something else instead.  There are plenty of alternatives.

Perhaps “and He shall reign” is not what Handel intended here, but Tobin did not make the choice capriciously.  Here is this passage as it appears in Handel's composing score:

SOURCE:  scan of British Library RM 20.f.2, p. 205 (scanned from Bärenreiter facsimile edition).

Observe that both texts appear:  “and He shall reign” below the altos, “and Lord of Lords” below the tenors, and “and He” below the basses.  This bass “and He” is the only one in Handel’s hand.  The alto and tenor words have been inserted by his assistant, John Christopher Smith—and the smudge indicates some degree of uncertainty.

Smith was the copyist of the conducting score, a fair copy with some autograph insertions of new and revised movements, and a host of other markings in the composer's hand.  Here is the relevant page:

SOURCE:  scan of GB-Ob MS Tenbury 347 f. 96v, from the Scolar Press facsimile (1974).

Here there is no ambiguity.  Maybe Smith got it wrong, but there is no sign of correction here.  Tobin thus felt justifiably obligated to print “and He shall reign” (as did some of the earliest editions) because that is what the most authoritative sources transmit most consistently.  If you don’t like it, tough.  You don’t have to sing it that way; alter as you see fit, but don’t complain about a scholarly edition being scholarly.  

This issue of sticking with the authoritative text—come what may—has now hit home for me in a new way.  In the last year, I have been asked to assist with the completion of an edition that is already 75% done.  It is a critical edition of Princess Ida, a Gilbert & Sullivan opera that premiered in 1884, the immediate predecessor to The Mikado.  It is a scholarly edition, although with vocal score and orchestral parts prepared to facilitate its use in performance.  I have a student assistant; her first task has been just proofreading the text of the full score as it has been set against Sullivan's autograph.  She has done great work with this, and it is so good to have another pair of eyes on this sort of project.

A few weeks ago I got a text from her:  “I had a question about the lyrics, but we can discuss it another time if you're too busy.”  I was intrigued, mainly because the lyrics are not our task at the moment.  This edition has a policy of “divided authority”:  the autograph full score is the principal authority for the orchestral parts; the second state of the first edition of the vocal score is the principal authority for the vocal parts, the lyrics, and the text underlay; and a certain edition of the libretto is the principal authority for the dialogue.  So we weren't concerned about the lyrics as such at the moment.  What would her question be?

Actually, I should have foreseen it.  This was the page of proofs that prompted it, although it appears here as I think it should in print--with the offensive n-word redacted:

SOURCE:  cropped scan of proof of p. 197 of new critical edition of Princess Ida (forthcoming), no. 12, b. 109–112; I have redacted the text.

Of course she asked Why is this word there?  At the very least, why is it not relegated to the footnote, with the substitute text in the score proper?  As this edition seeks to establish the text as it was settled in the first run, the line quoted in the footnote is extraneous, and certainly doesn’t belong in the main text of the score.  But I feel strongly that we can't print what Gilbert wrote.  All the same, we can’t hide what Gilbert wrote—we need to leave the ugliness on display, or else we let Gilbert off the hook.  Princess Ida is a troubling piece in many ways, particularly as the focus of Act II is lampooning women's education generally.  (The joke, as it happens, is on Gilbert—or at least on his chauvinist characters.  They rattle off a list of impossible things that these “girl [sic] graduates” hope to accomplish; but several of the items on that list have actually come to pass since 1884.)  But ugly and troubling texts still need to be presented, and in ways that don't simply bypass the problems.  

Several years ago, at my previous institution, one of my responsibilities was directing the chamber orchestra.  I had great fun with it, particularly as the instrumentation changed substantially each year as students graduated and matriculated.  There were always new challenges and new opportunities.  One year I had such an idiosyncratic ensemble that I rashly decided to compose/compile/arrange a score to accompany a silent film.  If I had realized what I was getting into, I would never have done it—but it proved to be great fun despite the labor that it entailed.  I settled on a Buster Keaton film that I felt sure would appeal to my undergraduate audience:  College (1927). 

But there is a short scene right in the middle of the film where Keaton is in blackface.

SOURCE: cropped screenshot at 29:14 from the full film, available on youtube.

I considered skipping this scene in performance; I briefly considered not even scoring this film at all.  My solution, ultimately, was to show the film, but for the orchestra to remain tacet throughout the four or five minutes of the blackface scene.  We thus could present Keaton’s film intact, but—by remaining silent—pointedly not endorse it.  Or at least that was what I was hoping we could do.  We could remind the audience that in the midst of the brilliance and finesse, there is an ugly and indelible stain that is more than just an artifact of its time.

So too in this edition of Princess Ida, I want the ugly stain to be clear, even if I don’t feel we can actually print the n-word.  The opera dates from 1884, but the edition is a product of the early twenty-first century; our edition inevitably will reflect our historical moment, too.  At the moment, the black-box redaction (in the style of released government documents) seems the best way to do be faithful both to Gilbert’s text and our present interaction with it.  The page is visibly scarred, but the content of the text is still clear.  And anyone who wants to see what Gilbert wrote can easily consult a multitude of other sources.

To do otherwise in such a case—that is, to print the text as it stands, to remain silent as an editor—is simply not an option.  The editorial silence would be deafening.